Our Staff has compiled our research into a database of FINRA Broker Allegations for Clyde Mick Jones.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Clyde Mick Jones | 838391 | 6 | 11/18/2016 | Customer Dispute | Award / Judgment | $800,000.00 | $0.00 | See Allegations |
| Clyde Mick Jones | 838391 | 6 | 09/09/2016 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Clyde Mick Jones | 838391 | 6 | 09/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Clyde Mick Jones | 838391 | 6 | 02/11/2003 | Customer Dispute | Settled | $30,000.00 | $0.00 | See Allegations |
| Clyde Mick Jones | 838391 | 6 | 10/01/1988 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |