Our Staff has compiled our research into a database of FINRA Broker Allegations for Larry Steven Werbel.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Larry Steven Werbel | 828351 | 17 | 12/18/2015 | Civil | Final | $0.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 11/23/2015 | Customer Dispute | Closed-No Action | $661,800.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 11/03/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Larry Steven Werbel | 828351 | 17 | 07/15/2014 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 03/10/2014 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Larry Steven Werbel | 828351 | 17 | 02/04/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |