Our Staff has compiled our research into a database of FINRA Broker Allegations for Barry Phillip West.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Barry Phillip West | 826595 | 10 | 02/04/2011 | Customer Dispute | Denied | $26,044.00 | $0.00 | See Allegations |
| Barry Phillip West | 826595 | 10 | 11/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Barry Phillip West | 826595 | 10 | 12/23/1992 | Customer Dispute | Award / Judgment | $224,000.00 | $152,483.00 | See Allegations |
| Barry Phillip West | 826595 | 10 | 03/21/1991 | Customer Dispute | Settled | $57,000.00 | $0.00 | See Allegations |
| Barry Phillip West | 826595 | 10 | 11/13/1990 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Barry Phillip West | 826595 | 10 | 12/18/1987 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Barry Phillip West | 826595 | 10 | 08/07/1987 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Barry Phillip West | 826595 | 10 | 12/02/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Barry Phillip West | 826595 | 10 | 06/03/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Barry Phillip West | 826595 | 10 | 01/01/1980 | Customer Dispute | Award / Judgment | $40,870.00 | $20,000.00 | See Allegations |