Our Staff has compiled our research into a database of FINRA Broker Allegations for Ronald James Lee.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ronald James Lee | 814314 | 2 | 01/26/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Ronald James Lee | 814314 | 2 | 10/06/2015 | Customer Dispute | Award / Judgment | $208,275.00 | $208,276.00 | See Allegations |