Our Staff has compiled our research into a database of FINRA Broker Allegations for James Robert Nunn.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
James Robert Nunn | 813949 | 3 | 02/02/2001 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
James Robert Nunn | 813949 | 3 | 11/19/1981 | Customer Dispute | Award / Judgment | $36,737.80 | $15,000.00 | See Allegations |