Our Staff has compiled our research into a database of FINRA Broker Allegations for William Henry Weisbrod.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| William Henry Weisbrod | 812664 | 6 | 11/15/2023 | Regulatory | On Appeal | $0.00 | $0.00 | See Allegations |
| William Henry Weisbrod | 812664 | 6 | 08/02/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| William Henry Weisbrod | 812664 | 6 | 08/16/2021 | Customer Dispute | Settled | $12,000,000.00 | $0.00 | See Allegations |
| William Henry Weisbrod | 812664 | 6 | 01/16/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| William Henry Weisbrod | 812664 | 6 | 01/14/2009 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| William Henry Weisbrod | 812664 | 6 | 06/01/2005 | Customer Dispute | Denied | $120,000.00 | $0.00 | See Allegations |