Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Herbert Bock.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Herbert Bock | 806182 | 10 | 12/15/2020 | Customer Dispute | Pending | $500,000.00 | $0.00 | See Allegations |
| Thomas Herbert Bock | 806182 | 10 | 12/15/2020 | Customer Dispute | Pending | $400,000.00 | $0.00 | See Allegations |
| Thomas Herbert Bock | 806182 | 10 | 08/01/2019 | Customer Dispute | Pending | $0.00 | $0.00 | See Allegations |