Our Staff has compiled our research into a database of FINRA Broker Allegations for James Francis Leen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Francis Leen | 734797 | 3 | 04/13/2017 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
| James Francis Leen | 734797 | 3 | 02/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| James Francis Leen | 734797 | 3 | 09/16/2002 | Customer Dispute | Denied | $13,600.00 | $0.00 | See Allegations |