Our Staff has compiled our research into a database of FINRA Broker Allegations for Carroll Thomas Clark.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Carroll Thomas Clark | 734524 | 2 | 02/02/2017 | Customer Dispute | Award / Judgment | $75,000.00 | $24,158.70 | See Allegations |
| Carroll Thomas Clark | 734524 | 2 | 05/02/2016 | Customer Dispute | Settled | $70,000.00 | $0.00 | See Allegations |