Our Staff has compiled our research into a database of FINRA Broker Allegations for Alan Michael Hess.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Alan Michael Hess | 734166 | 3 | 12/22/2017 | Customer Dispute | Award / Judgment | $310,332.00 | $173,202.00 | See Allegations |
| Alan Michael Hess | 734166 | 3 | 01/26/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Alan Michael Hess | 734166 | 3 | 11/29/2005 | Customer Dispute | Settled | $14,302.70 | $0.00 | See Allegations |