Our Staff has compiled our research into a database of FINRA Broker Allegations for Thomas Francis Clark.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Thomas Francis Clark | 729345 | 3 | 08/21/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Thomas Francis Clark | 729345 | 3 | 02/20/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See Allegations |
| Thomas Francis Clark | 729345 | 3 | 06/30/2014 | Customer Dispute | Settled | $932,786.00 | $0.00 | See Allegations |