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FINRA Broker Allegations for James Edward Lemonick

Our Staff has compiled our research into a database of FINRA Broker Allegations for James Edward Lemonick.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
James Edward Lemonick718912305/24/2016Customer DisputeAward / Judgment$80,000.00$0.00See Allegations
James Edward Lemonick718912307/05/2012Customer DisputeSettled$500,000.00$0.00See Allegations
James Edward Lemonick718912311/19/1998Customer DisputeDenied$0.00$0.00See Allegations

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