Our Staff has compiled our research into a database of FINRA Broker Allegations for Miguel Andres Pascual.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Miguel Andres Pascual | 717189 | 29 | 05/21/2018 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 03/09/2018 | Customer Dispute | Settled | $240,613.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 02/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 10/31/2017 | Customer Dispute | Settled | $700,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 10/13/2017 | Customer Dispute | Settled | $600,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 06/28/2017 | Customer Dispute | Settled | $2,196,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 11/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 10/17/2016 | Customer Dispute | Settled | $317,451.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 06/30/2016 | Customer Dispute | Settled | $3,538,960.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 05/09/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |