Our Staff has compiled our research into a database of FINRA Broker Allegations for Miguel Andres Pascual.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Miguel Andres Pascual | 717189 | 29 | 02/28/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 02/28/2020 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 07/29/2019 | Customer Dispute | Settled | $160,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 07/29/2019 | Customer Dispute | Award / Judgment | $15,000,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 03/03/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 10/22/2018 | Customer Dispute | Settled | $290,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 08/23/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 07/12/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 06/21/2018 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See Allegations |
| Miguel Andres Pascual | 717189 | 29 | 05/31/2018 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See Allegations |