Our Staff has compiled our research into a database of FINRA Broker Allegations for Rodney Wayne Rich.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Rodney Wayne Rich | 714642 | 2 | 08/22/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Rodney Wayne Rich | 714642 | 2 | 10/03/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |