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FINRA Broker Allegations for Julie Adelle Jones

Our Staff has compiled our research into a database of FINRA Broker Allegations for Julie Adelle Jones.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Julie Adelle Jones7075311401/18/2023Customer DisputeSettled$580,000.00$0.00See Allegations
Julie Adelle Jones7075311412/19/2022Customer DisputeSettled$0.00$0.00See Allegations
Julie Adelle Jones7075311411/07/2022Customer DisputeSettled$300,000.00$0.00See Allegations
Julie Adelle Jones7075311409/13/2022Customer DisputeSettled$1,000,000.00$0.00See Allegations
Julie Adelle Jones7075311408/17/2022Customer DisputeSettled$104,100.00$0.00See Allegations
Julie Adelle Jones7075311404/27/2022Customer DisputeSettled$1,372,000.00$0.00See Allegations
Julie Adelle Jones7075311404/01/2022Customer DisputeSettled$288,000.00$0.00See Allegations
Julie Adelle Jones7075311403/29/2022Customer DisputeSettled$394,200.00$0.00See Allegations
Julie Adelle Jones7075311412/28/2021Customer DisputeAward / Judgment$6,989,700.00$0.00See Allegations
Julie Adelle Jones7075311412/06/2021Customer DisputeSettled$3,800,000.00$0.00See Allegations

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