Our Staff has compiled our research into a database of FINRA Broker Allegations for Barry Steven Marks.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Barry Steven Marks | 704929 | 3 | 05/10/2001 | Customer Dispute | Settled | $101,257.00 | $0.00 | See Allegations |
Barry Steven Marks | 704929 | 3 | 02/05/2001 | Customer Dispute | Settled | $81,895.10 | $0.00 | See Allegations |