Our Staff has compiled our research into a database of FINRA Broker Allegations for Charles Sutcliffe Stoll.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Charles Sutcliffe Stoll | 704129 | 2 | 08/03/2022 | Customer Dispute | Award / Judgment | $300,000.00 | $245,000.00 | See Allegations |
Charles Sutcliffe Stoll | 704129 | 2 | 05/23/1986 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |