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FINRA Broker Allegations for August Anthony Ferretti

Our Staff has compiled our research into a database of FINRA Broker Allegations for August Anthony Ferretti.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
August Anthony Ferretti6781808211/01/2023CivilPending$0.00$0.00See Allegations
August Anthony Ferretti6781808202/11/2022Customer DisputeSettled$9,174.00$0.00See Allegations

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