Our Staff has compiled our research into a database of FINRA Broker Allegations for John A Perez-Cubero.
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Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
John A Perez-cubero | 6674954 | 3 | 09/11/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
John A Perez-cubero | 6674954 | 3 | 10/25/2023 | Customer Dispute | Settled | $15,000.00 | $0.00 | See Allegations |
John A Perez-cubero | 6674954 | 3 | 09/08/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |