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FINRA Broker Allegations for James Taylor Davis

Our Staff has compiled our research into a database of FINRA Broker Allegations for James Taylor Davis.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
James Taylor Davis6646090708/19/2024Customer DisputePending$14,500.00$0.00See Allegations
James Taylor Davis6646090708/06/2024Customer DisputeSettled$0.00$0.00See Allegations
James Taylor Davis6646090704/17/2024Customer DisputePending$43,072.00$0.00See Allegations
James Taylor Davis6646090702/13/2024Customer DisputeDenied$24,266.90$0.00See Allegations
James Taylor Davis6646090708/14/2023Customer DisputeWithdrawn$8,060.00$0.00See Allegations
James Taylor Davis6646090703/16/2022Customer DisputeSettled$31,862.00$0.00See Allegations
James Taylor Davis6646090705/10/2021Customer DisputeSettled$25,000.00$0.00See Allegations

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