Our Staff has compiled our research into a database of FINRA Broker Allegations for Ivor Thomas.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Ivor Thomas | 6556753 | 2 | 07/24/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
Ivor Thomas | 6556753 | 2 | 09/06/2018 | Customer Dispute | Settled | $14,631.50 | $0.00 | See Allegations |