Our Staff has compiled our research into a database of FINRA Broker Allegations for Daniel Andrew Rosengarten.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Daniel Andrew Rosengarten | 6484210 | 1 | 11/11/2018 | Customer Dispute | Award / Judgment | $40,851.40 | $0.00 | See Allegations |