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FINRA Broker Allegations for Wendell Holmes Trapp

Our Staff has compiled our research into a database of FINRA Broker Allegations for Wendell Holmes Trapp.

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Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Wendell Holmes Trapp61777201208/14/2024Customer DisputePending$7,734.58$0.00See Allegations
Wendell Holmes Trapp61777201207/11/2024Customer DisputeDenied$11,000.00$0.00See Allegations
Wendell Holmes Trapp61777201206/10/2024Customer DisputeDenied$0.00$0.00See Allegations
Wendell Holmes Trapp61777201205/29/2024Customer DisputeSettled$30,000.00$0.00See Allegations
Wendell Holmes Trapp61777201205/27/2024Customer DisputeDenied$0.00$0.00See Allegations
Wendell Holmes Trapp61777201204/04/2024Customer DisputeSettled$0.00$0.00See Allegations
Wendell Holmes Trapp61777201203/25/2024Customer DisputeSettled$0.00$0.00See Allegations
Wendell Holmes Trapp61777201203/21/2024Customer DisputeSettled$6,000.00$0.00See Allegations
Wendell Holmes Trapp61777201203/18/2024Customer DisputeSettled$0.00$0.00See Allegations
Wendell Holmes Trapp61777201203/15/2024Customer DisputeSettled$0.00$0.00See Allegations

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