Our Staff has compiled our research into a database of FINRA Broker Allegations for Gerald Howard Klein.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Gerald Howard Klein | 602023 | 7 | 10/01/2003 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See Allegations |
| Gerald Howard Klein | 602023 | 7 | 10/21/1993 | Customer Dispute | Settled | $9,378.00 | $0.00 | See Allegations |
| Gerald Howard Klein | 602023 | 7 | 05/20/1987 | Customer Dispute | Award / Judgment | $1,000.00 | $3,457.75 | See Allegations |
| Gerald Howard Klein | 602023 | 7 | 02/13/1985 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Gerald Howard Klein | 602023 | 7 | 01/26/1981 | Customer Dispute | Award / Judgment | $71,500.00 | $33,837.50 | See Allegations |