Our Staff has compiled our research into a database of FINRA Broker Allegations for Dennis Marlow.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Dennis Marlow | 600767 | 9 | 05/28/2009 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Marlow | 600767 | 9 | 11/30/2004 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Marlow | 600767 | 9 | 09/29/2004 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Marlow | 600767 | 9 | 06/21/1994 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Marlow | 600767 | 9 | 09/16/1988 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Marlow | 600767 | 9 | 03/30/1988 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Dennis Marlow | 600767 | 9 | 06/14/1971 | Regulatory | Final | $0.00 | $0.00 | See Allegations |