Our Staff has compiled our research into a database of FINRA Broker Allegations for Andrew William Miles.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Andrew William Miles | 5986774 | 18 | 05/02/2023 | Customer Dispute | Settled | $700,000.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 08/24/2022 | Customer Dispute | Pending | $700,000.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 05/04/2021 | Customer Dispute | Settled | $105,000.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 05/03/2021 | Customer Dispute | Settled | $126,656.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 03/04/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 07/21/2020 | Customer Dispute | Pending | $100,000.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 05/30/2019 | Customer Dispute | Pending | $25,000.00 | $0.00 | See Allegations |
Andrew William Miles | 5986774 | 18 | 04/17/2019 | Customer Dispute | Settled | $1,677,340.00 | $0.00 | See Allegations |