Our Staff has compiled our research into a database of FINRA Broker Allegations for James Dwight Mcpherson.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Dwight Mcpherson | 5918462 | 2 | 05/04/2020 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
| James Dwight Mcpherson | 5918462 | 2 | 03/09/2020 | Customer Dispute | Award / Judgment | $500,000.00 | $125,000.00 | See Allegations |