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FINRA Broker Allegations for Michael August Pellegrino

Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael August Pellegrino.

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Displaying 10 out of 15 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Michael August Pellegrino59008431505/27/2022RegulatoryFinal$0.00$0.00See Allegations
Michael August Pellegrino59008431503/28/2022RegulatoryFinal$0.00$0.00See Allegations
Michael August Pellegrino59008431503/28/2022Employment Separation After Allegations$0.00$0.00See Allegations
Michael August Pellegrino59008431501/26/2021RegulatoryFinal$0.00$0.00See Allegations
Michael August Pellegrino59008431507/10/2019Customer DisputeAward / Judgment$154,574.00$0.00See Allegations
Michael August Pellegrino59008431506/21/2019Customer DisputeAward / Judgment$100,000.00$0.00See Allegations
Michael August Pellegrino59008431505/23/2019Customer DisputeWithdrawn$150,000.00$0.00See Allegations
Michael August Pellegrino59008431504/30/2019Customer DisputePending$50,000.00$0.00See Allegations
Michael August Pellegrino59008431501/03/2019Customer DisputePending$161,089.00$0.00See Allegations
Michael August Pellegrino59008431512/27/2018Customer DisputePending$341,183.00$0.00See Allegations

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