Our Staff has compiled our research into a database of FINRA Broker Allegations for Michael August Pellegrino.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Michael August Pellegrino | 5900843 | 15 | 05/27/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 03/28/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 03/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
Michael August Pellegrino | 5900843 | 15 | 01/26/2021 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 07/10/2019 | Customer Dispute | Award / Judgment | $154,574.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 06/21/2019 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 05/23/2019 | Customer Dispute | Withdrawn | $150,000.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 04/30/2019 | Customer Dispute | Pending | $50,000.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 01/03/2019 | Customer Dispute | Pending | $161,089.00 | $0.00 | See Allegations |
Michael August Pellegrino | 5900843 | 15 | 12/27/2018 | Customer Dispute | Pending | $341,183.00 | $0.00 | See Allegations |