Our Staff has compiled our research into a database of FINRA Broker Allegations for Bert Kenji Takita.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Bert Kenji Takita | 5852632 | 3 | 09/18/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Bert Kenji Takita | 5852632 | 3 | 09/13/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |