Our Staff has compiled our research into a database of FINRA Broker Allegations for Andrew M Komarow.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Andrew M Komarow | 5838564 | 6 | 02/20/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Andrew M Komarow | 5838564 | 6 | 01/31/2024 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Andrew M Komarow | 5838564 | 6 | 12/08/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Andrew M Komarow | 5838564 | 6 | 06/15/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Andrew M Komarow | 5838564 | 6 | 12/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Andrew M Komarow | 5838564 | 6 | 11/18/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |