Our Staff has compiled our research into a database of FINRA Broker Allegations for Fred Chen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Fred Chen | 5766069 | 2 | 12/01/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See Allegations |