Our Staff has compiled our research into a database of FINRA Broker Allegations for John Victor Smith.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| John Victor Smith | 5764683 | 2 | 10/22/2019 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| John Victor Smith | 5764683 | 2 | 02/22/2016 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See Allegations |