Our Staff has compiled our research into a database of FINRA Broker Allegations for Patrick Noel Thayer.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Patrick Noel Thayer | 5735955 | 6 | 11/01/2023 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Patrick Noel Thayer | 5735955 | 6 | 06/13/2023 | Civil | Pending | $0.00 | $0.00 | See Allegations |
| Patrick Noel Thayer | 5735955 | 6 | 03/13/2023 | Customer Dispute | Settled | $1,300,000.00 | $0.00 | See Allegations |
| Patrick Noel Thayer | 5735955 | 6 | 11/18/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Patrick Noel Thayer | 5735955 | 6 | 09/28/2022 | Customer Dispute | Settled | $45,250.00 | $0.00 | See Allegations |