Our Staff has compiled our research into a database of FINRA Broker Allegations for James Michael Allen.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| James Michael Allen | 5700624 | 1 | 01/01/1969 | Regulatory | Final | $0.00 | $0.00 | See Allegations |