Our Staff has compiled our research into a database of FINRA Broker Allegations for Duane Ray Becker.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Duane Ray Becker | 5381350 | 2 | 07/31/2018 | Customer Dispute | Award / Judgment | $432,000.00 | $0.00 | See Allegations |
| Duane Ray Becker | 5381350 | 2 | 07/27/2018 | Customer Dispute | Settled | $432,000.00 | $0.00 | See Allegations |