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FINRA Broker Allegations for Frederick Maximilian Kort

Our Staff has compiled our research into a database of FINRA Broker Allegations for Frederick Maximilian Kort.

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Displaying 3 out of 3 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Frederick Maximilian Kort5376727308/12/2024Customer DisputePending$1,000,000.00$0.00See Allegations
Frederick Maximilian Kort5376727304/10/2023Customer DisputeSettled$34,795.00$0.00See Allegations
Frederick Maximilian Kort5376727309/09/2019Customer DisputeAward / Judgment$1,669,480.00$0.00See Allegations

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