Our Staff has compiled our research into a database of FINRA Broker Allegations for Charles Caleb Fackrell.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Charles Caleb Fackrell | 5369665 | 16 | 02/26/2015 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Charles Caleb Fackrell | 5369665 | 16 | 02/20/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See Allegations |
| Charles Caleb Fackrell | 5369665 | 16 | 12/08/2014 | Customer Dispute | Closed-No Action | $170,000.00 | $0.00 | See Allegations |
| Charles Caleb Fackrell | 5369665 | 16 | 12/05/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |