Our Staff has compiled our research into a database of FINRA Broker Allegations for Charles Caleb Fackrell.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Charles Caleb Fackrell | 5369665 | 16 | 09/05/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 11/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 06/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 03/24/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 01/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 01/14/2016 | Customer Dispute | Award / Judgment | $1,796,520.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 08/18/2015 | Customer Dispute | Award / Judgment | $0.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 07/09/2015 | Customer Dispute | Award / Judgment | $1,371,010.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 06/02/2015 | Customer Dispute | Closed-No Action | $10,235.00 | $0.00 | See Allegations |
Charles Caleb Fackrell | 5369665 | 16 | 06/01/2015 | Customer Dispute | Award / Judgment | $67,966.50 | $0.00 | See Allegations |