Our Staff has compiled our research into a database of FINRA Broker Allegations for Dennis Phillip Ayre.
Search by Allegation Text:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
---|---|---|---|---|---|---|---|---|
Dennis Phillip Ayre | 5365176 | 16 | 04/02/2020 | Customer Dispute | Settled | $52,058.00 | $0.00 | See Allegations |
Dennis Phillip Ayre | 5365176 | 16 | 02/20/2020 | Customer Dispute | Withdrawn | $814,356.00 | $0.00 | See Allegations |
Dennis Phillip Ayre | 5365176 | 16 | 01/14/2020 | Customer Dispute | Denied | $44,000.00 | $0.00 | See Allegations |
Dennis Phillip Ayre | 5365176 | 16 | 10/21/2019 | Customer Dispute | Settled | $5,200,000.00 | $0.00 | See Allegations |
Dennis Phillip Ayre | 5365176 | 16 | 10/01/2019 | Customer Dispute | Settled | $11,472,700.00 | $0.00 | See Allegations |