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FINRA Broker Allegations for Dennis Phillip Ayre

Our Staff has compiled our research into a database of FINRA Broker Allegations for Dennis Phillip Ayre.

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Displaying 11-13 out of 13 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted Allegations
Dennis Phillip Ayre53651761601/14/2020Customer DisputeDenied$44,000.00$0.00See Allegations
Dennis Phillip Ayre53651761610/21/2019Customer DisputeSettled$5,200,000.00$0.00See Allegations
Dennis Phillip Ayre53651761610/01/2019Customer DisputeSettled$11,472,700.00$0.00See Allegations

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