Our Staff has compiled our research into a database of FINRA Broker Allegations.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Chris Fraijo | 6981977 | 1 | 09/13/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Todd Michael Thomas | 2556617 | 1 | 09/12/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Dusan Tabak | 6930129 | 1 | 09/06/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Logan Mark Mann | 7201690 | 1 | 09/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Johnathon Sawaged | 7061837 | 1 | 09/03/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Margaret Rachelle Draughon | 4783869 | 2 | 08/26/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Vincent Mallon | 5039515 | 2 | 08/23/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Brycen Noel Coward | 7434204 | 1 | 08/23/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Michelle Jayne Feland | 3203684 | 1 | 08/22/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Jeffrey Alan Perry | 1795927 | 1 | 08/22/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |