Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Sam Kolta.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark Sam Kolta | 5324620 | 30 | 11/13/2020 | Customer Dispute | Settled | $120,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 07/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 05/24/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 04/24/2020 | Customer Dispute | Denied | $500,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 04/01/2020 | Customer Dispute | Settled | $275,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 08/27/2019 | Customer Dispute | Settled | $990,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 04/08/2019 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 02/28/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 10/26/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 11/18/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations |