Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Sam Kolta.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark Sam Kolta | 5324620 | 30 | 01/19/2021 | Customer Dispute | Settled | $3,900,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 01/04/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 12/29/2020 | Customer Dispute | Settled | $2,100,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 12/29/2020 | Customer Dispute | Settled | $250,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 12/29/2020 | Customer Dispute | Settled | $1,630,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 12/04/2020 | Customer Dispute | Settled | $450,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 11/22/2020 | Customer Dispute | Settled | $750,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 11/13/2020 | Customer Dispute | Settled | $120,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 07/15/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 05/24/2020 | Customer Dispute | Settled | $90,000.00 | $0.00 | See Allegations |