Our Staff has compiled our research into a database of FINRA Broker Allegations for Mark Sam Kolta.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Mark Sam Kolta | 5324620 | 30 | 07/30/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 06/29/2021 | Customer Dispute | Settled | $450,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 06/14/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 05/17/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 04/06/2021 | Customer Dispute | Settled | $650,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 03/23/2021 | Customer Dispute | Settled | $400,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 02/08/2021 | Customer Dispute | Settled | $10,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 02/08/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 01/20/2021 | Customer Dispute | Settled | $165,000.00 | $0.00 | See Allegations |
| Mark Sam Kolta | 5324620 | 30 | 01/19/2021 | Customer Dispute | Settled | $300,000.00 | $0.00 | See Allegations |