Our Staff has compiled our research into a database of FINRA Broker Allegations for Adam Thomas Marquardt.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Adam Thomas Marquardt | 5307192 | 9 | 09/27/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Adam Thomas Marquardt | 5307192 | 9 | 07/21/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |