Our Staff has compiled our research into a database of FINRA Broker Allegations for Christian P Garza.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Christian P Garza | 5275816 | 3 | 11/13/2020 | Customer Dispute | Award / Judgment | $4,000,000.00 | $2,573,340.00 | See Allegations |
| Christian P Garza | 5275816 | 3 | 04/07/2017 | Customer Dispute | Award / Judgment | $3,759,710.00 | $0.00 | See Allegations |
| Christian P Garza | 5275816 | 3 | 10/11/2012 | Regulatory | Final | $0.00 | $0.00 | See Allegations |