Our Staff has compiled our research into a database of FINRA Broker Allegations for Adam S Baker.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Adam S Baker | 4931050 | 1 | 02/28/2024 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See Allegations |