Our Staff has compiled our research into a database of FINRA Broker Allegations for Timothy John Prouty.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Timothy John Prouty | 4928098 | 3 | 05/19/2022 | Regulatory | Final | $0.00 | $0.00 | See Allegations |
| Timothy John Prouty | 4928098 | 3 | 11/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See Allegations | |
| Timothy John Prouty | 4928098 | 3 | 11/29/2016 | Customer Dispute | Award / Judgment | $519,089.00 | $0.00 | See Allegations |