Our Staff has compiled our research into a database of FINRA Broker Allegations for Ping Shuang Cathy Wu.
Search by Allegation Text:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | Allegations |
|---|---|---|---|---|---|---|---|---|
| Ping Shuang Cathy Wu | 4924232 | 5 | 07/25/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See Allegations |
| Ping Shuang Cathy Wu | 4924232 | 5 | 11/24/2021 | Customer Dispute | Settled | $330,000.00 | $0.00 | See Allegations |
| Ping Shuang Cathy Wu | 4924232 | 5 | 05/21/2021 | Customer Dispute | Settled | $75,000.00 | $0.00 | See Allegations |
| Ping Shuang Cathy Wu | 4924232 | 5 | 08/03/2016 | Customer Dispute | Denied | $2,162.51 | $0.00 | See Allegations |
| Ping Shuang Cathy Wu | 4924232 | 5 | 08/03/2016 | Customer Dispute | Denied | $2,219.84 | $0.00 | See Allegations |